feat(v2): 纠偏第一批——执行链产出新版预审记录(真实运行验收)
覆盖 AC-46/47/48/49(BR-45/46/47、E-27)。审计确认的 P1 缺口"正常发起评审不产生 新版预审记录"由此关闭:视图由执行链出口产生,不再依赖测试或脚本注入。 后端: - services/prescreen.py:新增 screening_from_run(),把一次真实运行的执行结果装配成 预审视图;维度与阶段按**本次实际执行的组件与核查项**投影 (dimensions_and_evidence:冻结方案声明过、且本次真的执行过的技能/规则才算维度; 经验核查等方案外伪步骤不算;阶段只表达证据成熟度,不看结论好坏)。 - services/assistant_worker.py:运行出口(含失败路径)统一调用 save_prescreen_view(), 运行结束即落库视图;装配失败单独记事件,不让运行一起丢。 - contracts/prescreen.py:视图带 evidence(界面"查看依据"的来源实体); 新增运行级错误码 RUN_STEP_FAILED(E-27)。 - 维度状态用本次执行的步骤与核查项算(含跑通但无问题的项), 只看待办 finding 会把通过的维度误判成未核查。 前端:面板新增"核查结果"区(每条可打开依据抽屉,显示来源、定位、原文片段与组件版本) 与降级记录展示;没有证据时明确写"按缺证处理",不编造。 测试:backend/test_prescreen_from_run.py 12 项,用真实 enqueue + DurableWorker.process_next (临时库)断言视图由执行链产生、失败与模型不可用如实留痕、重跑新增记录。 含反例:执行前不得存在任何记录。 实际验收(浏览器渲染 + 真实运行):状态 partial、10 维(5 已核查/2 待核实/3 阻断)、 4 条核查结果、14 条证据、1 条 RUN_STEP_FAILED 未完成项;记录见 docs/v2/17-batch-delivery-records.md(含剩余缺口:界面点击未自动化、材料确认未在浏览器走完、 演示角色需 XINGBANG_DEMO_ROLE_LOGIN=1、模型未配置)。 Co-Authored-By: Claude Code <noreply@anthropic.com>
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@@ -16,6 +16,8 @@ from __future__ import annotations
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from contracts.prescreen import (
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DataDomain,
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DimensionResult,
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DimensionSpec,
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ErrorCode,
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ProbabilityView,
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ScreeningRun,
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)
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@@ -120,6 +122,8 @@ def assemble(run_body: dict, frozen_plan: dict, decision: dict, judgment_config,
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"versions": versions_block(frozen_plan, {"trajectory_id": trajectory_id}
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if trajectory_id else None),
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"dimension_results": dimension_results(frozen_plan, decision.get("findings")),
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# 证据是界面"查看依据"的实体来源;超长只截断列表,不改内容
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"evidence": [dict(item) for item in (run_body.get("evidence") or ())][:200],
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"run_instruction": run_body.get("requirement") or "",
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"created_at": run_body.get("created_at") or store.now(),
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"finished_at": run_body.get("ended_at"),
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@@ -145,3 +149,161 @@ def assert_versions_frozen(screening: dict) -> None:
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if config.get("enabled") and (not config.get("profile_id")
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or config.get("profile_revision") is None):
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raise ValueError("启用专项的运行必须冻结配置 ID 与修订")
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# ---------------------------------------------------------------- 执行链装配(纠偏第一批)
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# 证据成熟度刻度。**只表达证据成熟度,不看结论好坏**:发现问题不会降阶段,
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# 通过也不会升到人工复核(见 docs/v2/16-delivery-corrections.md BR-46)。
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STAGE_SCALE_ID = "evidence-stage"
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STAGE_SCALE_VERSION = "1.0.0"
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STAGE_LEVELS = [
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{"value": 0, "label": "未提供", "criterion": "本次没有该核查项的结果"},
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{"value": 1, "label": "仅有说明", "criterion": "有结论但未引用任何证据"},
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{"value": 2, "label": "资料待核", "criterion": "引用了证据;尚无交叉核验记录"},
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{"value": 3, "label": "交叉核验", "criterion": "有核验记录证明证据之间互相印证"},
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{"value": 4, "label": "人工复核", "criterion": "有人工复核记录"},
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]
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DISABLED_JUDGMENT_CONFIG = {
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"enabled": False, "provider": "disabled",
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"disabled_reason": "本次运行未启用专项判断;主审仍按规则、工具与经验形成意见",
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}
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# 阶段 3/4 需要"核验记录"或"人工复核记录"这类依据,P0 的执行链还产不出,
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# 因此自动映射只会落在 0–2;3/4 保留给后续判别路径,不在这里臆造。
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def stage_from_check(item) -> int:
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"""核查项 → 证据成熟度阶段(BR-46)。"""
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if item.get("result") in (None, "not_applicable"):
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return 0
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return 2 if item.get("evidence_ids") else 1
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def _component_of(step, skills, rules):
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"""步骤归属的组件:**必须是冻结方案里声明过的技能或规则**。
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既有执行器把技能、规则、经验核查都落成 step,其中经验核查这类不在方案里的
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步骤不是核查维度;反过来方案声明的组件若本次没执行,也不会出现在结果里
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(维度的定义是"跑了什么",不是"方案里写了什么")。
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"""
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step_id = str(step.get("step_id") or "")
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skill_id = str((step.get("skill") or {}).get("id") or "")
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lookup = skill_id or step_id
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if not lookup or lookup != step_id:
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return None
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item = next((s for s in skills or () if s.get("id") == lookup), None)
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if item is None:
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item = next((r for r in rules or () if r.get("id") == lookup), None)
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if item is None:
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return None
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return lookup, str(item.get("name") or lookup), str(item.get("version") or "1.0.0")
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def dimensions_and_evidence(steps, skills, rules):
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"""本次实际执行的组件 → 维度定义 + 用于判定状态与阶段的核查输入(BR-46)。
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只投影真实执行记录:步骤状态决定该维度是否算已核查,核查项决定是否阻断;
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技能/规则跑通但没有产出核查项时,维度按"已核查"成立——这不等于通过审批。
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方案没有执行记录就不产生维度,绝不补占位轴。
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"""
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dimensions, items, order = [], [], 0
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for step in steps or ():
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component = _component_of(step, skills, rules)
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if not component:
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continue
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component_id, label, version = component
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findings = [dict(item) for item in step.get("findings") or ()]
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codes = [str(item.get("code")) for item in findings if item.get("code")]
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status = str(step.get("status") or "")
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if status == "failed":
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step_result = "error"
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elif status in ("partial", "running", "queued"):
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step_result = "unknown"
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elif any(item.get("result") not in ("pass", "not_applicable") for item in findings):
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step_result = "issue"
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else:
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step_result = "pass"
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evidence_ids = sorted({str(e) for item in findings for e in (item.get("evidence_ids") or ())})
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refs = [{"id": component_id, "version": version}] + [
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{"id": code, "version": version} for code in codes]
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dimensions.append(DimensionSpec(
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id=component_id, label=label, order=order, scale_id=STAGE_SCALE_ID,
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scale_version=STAGE_SCALE_VERSION, levels=STAGE_LEVELS,
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component_refs=refs).model_dump(mode="json"))
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order += 1
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step_item = {"code": component_id, "result": step_result,
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"evidence_ids": evidence_ids, "stage": None}
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step_item["stage"] = stage_from_check(step_item)
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items.append(step_item)
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for finding, code in zip(findings, codes):
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row = {"code": code, "result": finding.get("result"),
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"evidence_ids": list(finding.get("evidence_ids") or ())}
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row["stage"] = stage_from_check(row)
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items.append(row)
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return dimensions, items
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def _degradations(steps, run) -> list[dict]:
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"""失败步骤与运行级失败都留痕,并给出可定位的原因(AC-48)。"""
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rows = []
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for step in steps or ():
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if step.get("status") != "failed":
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continue
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error = (step.get("errors") or [{}])[0]
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kind = str(error.get("type") or "")
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code = (ErrorCode.RUN_BUDGET_EXCEEDED if kind == "TimeoutError"
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else ErrorCode.RUN_STEP_FAILED)
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label = str(step.get("name") or step.get("step_id") or "未命名步骤")
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detail = str(error.get("message") or "步骤未完成")
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rows.append({"code": code, "message": f"{label}:{detail[:400]}"})
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if run.get("status") == "failed" and not rows:
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rows.append({"code": ErrorCode.RUN_STEP_FAILED,
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"message": str(run.get("error") or "运行未完成")[:400]})
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return rows
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def _missing_inputs(steps, run) -> list[str]:
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"""缺证项汇总:来自各步骤与数据错误,去重后保持顺序。"""
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raw = [str(item) for step in steps or () for item in (step.get("missing_inputs") or ())]
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for item in run.get("data_errors") or ():
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raw.append(str(item.get("message") if isinstance(item, dict) else item))
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seen, rows = set(), []
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for item in raw:
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if item and item not in seen:
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seen.add(item)
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rows.append(item[:200])
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return rows
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def screening_from_run(run: dict, data_domain: str = "demo",
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judgment_config=None) -> dict:
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"""把**一次真实运行的执行结果**装配成新版预审视图(AC-46/47/48/49)。
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这是执行链的出口:由 worker 在运行结束时调用,因此正常发起评审就会产生记录,
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不需要测试或演示脚本注入(BR-45)。方案取自运行创建时冻结的 components,
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不在装配时重读目录,避免"跑的是旧版本、显示的是新版本"。
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"""
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components = run.get("components") or {}
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checks = [dict(item) for item in run.get("checks") or ()]
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steps = list(run.get("steps") or ())
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skills = list(components.get("skills") or ())
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rules = list(components.get("rules") or ())
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dimensions, dimension_inputs = dimensions_and_evidence(steps, skills, rules)
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frozen_plan = {
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"plan": components.get("plan") or {},
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"skills": skills,
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"rules": rules,
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"template": components.get("template") or {},
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"content_hash": components.get("content_hash"),
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"dimensions": dimensions,
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}
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decision = policy.decide(checks, _missing_inputs(steps, run), _degradations(steps, run))
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decision["findings"] = [dict(item) for item in run.get("findings") or ()]
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view = assemble(run, frozen_plan, decision,
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judgment_config or DISABLED_JUDGMENT_CONFIG,
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data_domain=data_domain,
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status=str(run.get("status") or "completed"),
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trajectory_id=run.get("id"))
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# 维度状态用**本次执行的步骤与核查项**算(含跑通但无问题的项):
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# 只看待办 finding 会把通过的维度误判成未核查。
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view["dimension_results"] = dimension_results(frozen_plan, dimension_inputs)
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return ScreeningRun(**view).model_dump(mode="json")
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