qiaoqichaoandClaude Code
f2bbac03e7
覆盖 AC-22/32/33（BR-13/21/31/32、E-05/23/26）。
后端：
- contracts/trajectory.py：TrajectoryStep 与 ReviewOutcome。
TrajectoryStep 失败必有错误码、成本未知时币种留空、observable() 给出
可读字段白名单（机器可读地排除任何推理过程字段）；
ReviewOutcome 只在 matched 且有明确映射口径时才有二元标签，附条件/撤回/
未送审一律留空，unmatched 不得挂快照。
- services/trajectory.py：
· project_steps 把既有 run 的步骤投影成轨迹（顺序即 sequence，部分完成
如实标注，失败保留，成本缺省留空不填 0）；
· replay 只读回放并按 sequence 稳定分页，不存在或跨项目抛 KeyError；
· record 追加会议结果：未知快照记 unmatched，更正要指向本项目既有记录，
链必须能终止；denominator 只数 matched 且有通过/否决口径的记录。
- api/prescreen.py：新增轨迹回放、会议结果列表与追加三个端点。
未做：轨迹写入仍由既有 DurableWorker.save_step 负责（本批不重做运行执行），
因此目前没有 judgment/rule 类步骤的产出方；会议标签映射（E-26）仍属 T11。
验证：backend 全量 unittest 494 项 OK（T09 时 469 项，无回归）。
Co-Authored-By: Claude Code <noreply@anthropic.com>
521 lines
21 KiB
Python
521 lines
21 KiB
Python
"""S1 预审接口层：材料集合导入与事实确认。
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命名空间（claude_use/T00/04-first-slice-contracts.md §1 定案 P1）：
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/api/xingbang/risk-agent/project-assistant/prescreen/...
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挂在 project-assistant 前缀之下，因此**复用现有鉴权与代理，零改动**：
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- `authorize()` 的角色→路径表已有 `path.startswith("project-assistant/")` → 客户经理放行；
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reviewer 的写豁免同样覆盖该前缀（backend/api/risk_agent_access.py:49,53）。
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- 同源代理 `/api/risk-agent/[...path]` 已转发 Authorization / X-Xingbang-Demo-Role /
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Idempotency-Key（src/app/api/risk-agent/[...path]/route.ts:7）。
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**不**使用设计草案原提的 `/api/prescreen` + `/api/core/prescreen`：那条路要求 admin
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角色，且需改三处鉴权/代理代码。
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错误信封（T00/04 §2 决策 D2）：**只在本模块内**输出
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`{error:{code,message,retryable,request_id}}`。不改 `api/project_assistant.translate()`，
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也不注册 app 级处理器——既有端点的 `{"detail": ...}` 形状完全不变。
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404 统一口径（03 §2）：不存在与无访问权一律对外 404，不泄露对象是否存在。
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既有 `check_project` 对无权项目抛 403 且被 5 个模块共用，故**不改它**，由本模块的
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`scope()` 把访问失败包装成 404；演示域策略仍按 403（E-03 语义）。
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"""
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from __future__ import annotations
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import hashlib
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from fastapi import APIRouter, Depends, HTTPException, Request
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from fastapi.exception_handlers import request_validation_exception_handler
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from fastapi.exceptions import RequestValidationError
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from fastapi.responses import JSONResponse
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from pydantic import BaseModel, ConfigDict, Field
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from api.project_assistant import enabled
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from api.risk_agent_access import authorize, check_project
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from contracts.prescreen import (
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EVIDENCE_MAX,
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ID_MAX,
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MAX_BATCH_FILES,
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NOTE_MAX,
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ErrorCode,
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S1_ERROR_HTTP,
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S1_ERROR_RETRYABLE,
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)
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from services import assistant_store as store
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from services import fact_conflict, material_import, prescreen_sandbox, prescreen_store, trajectory
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from services.assistant_settings import flags
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from services.fact_conflict import FactConflictUnresolved
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from services.project_assistant import ProjectAssistantService
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router = APIRouter(
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prefix="/api/xingbang/risk-agent/project-assistant/prescreen",
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dependencies=[Depends(authorize), Depends(enabled)],
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tags=["兴邦预审 S1"],
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)
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DEMO_PROJECTS = ("DEMO-A", "DEMO-B", "DEMO-C")
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NOT_FOUND_MESSAGE = "对象不可访问或不存在"
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# ---------------------------------------------------------------- 请求模型
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class Input(BaseModel):
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"""与既有 api/project_assistant.Input 同口径：禁止未知字段（E-07）。"""
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model_config = ConfigDict(extra="forbid")
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class ImportBatchInput(Input):
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# 清单条目只有 4 个字段；id/status/received_at 由服务端生成（03 §9.4）。
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# data_domain 不在请求里：从项目读取，避免客户端与项目数据域不一致。
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manifest: list[dict] = Field(min_length=1, max_length=MAX_BATCH_FILES)
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class RetryInput(Input):
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item_ids: list[str] = Field(min_length=1, max_length=MAX_BATCH_FILES)
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expected_revision: int = Field(ge=1)
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class CancelInput(Input):
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expected_revision: int = Field(ge=1)
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class ResolveInput(Input):
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selected_evidence_ids: list[str] = Field(min_length=1, max_length=EVIDENCE_MAX)
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resolution_note: str = Field(min_length=1, max_length=NOTE_MAX)
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expected_revision: int = Field(ge=1)
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class SimulationInput(Input):
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"""T09 沙盘请求：只传假设动作键，不传任何概率或维度值。"""
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assumptions: list[str] = Field(default_factory=list, max_length=8)
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expected_revision: int | None = Field(default=None, ge=1)
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class OutcomeInput(Input):
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"""T10 会议结果。原始结果码必填；未提供时不得推断成通过或否决。"""
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raw_code: str = Field(min_length=1, max_length=100)
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meeting_id: str = Field(min_length=1, max_length=ID_MAX)
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normalized: str | None = Field(default=None, max_length=40)
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occurred_at: str | None = None
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reviewed_snapshot_id: str | None = Field(default=None, max_length=ID_MAX)
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supersedes_id: str | None = Field(default=None, max_length=ID_MAX)
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mapping_ref: dict | None = None
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conditions: list[str] = Field(default_factory=list, max_length=50)
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evidence_ids: list[str] = Field(default_factory=list, max_length=EVIDENCE_MAX)
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# ---------------------------------------------------------------- 错误信封
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def _envelope(request: Request, code: ErrorCode, message: str) -> JSONResponse:
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request_id = request.headers.get("x-request-id") or store.uid("req")
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return JSONResponse(
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status_code=S1_ERROR_HTTP[code],
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content={"error": {"code": code.value, "message": message,
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"retryable": S1_ERROR_RETRYABLE[code],
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"request_id": request_id}},
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)
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def scope(request: Request, project_id: str):
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"""项目范围检查。通过返回 None；不通过返回 404/403 信封。
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无权访问的项目按 404 处理（03 §2 不泄露对象存在性）；演示域被禁用是策略性
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拒绝，按 403（E-03）。
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"""
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try:
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check_project(request, project_id)
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except HTTPException:
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return _envelope(request, ErrorCode.NOT_FOUND, NOT_FOUND_MESSAGE)
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if project_id in DEMO_PROJECTS and not flags()["demo"]:
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return _envelope(request, ErrorCode.ACCESS_DENIED, "演示数据域已禁用")
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return None
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def run(request: Request, call, invalid_code: ErrorCode = ErrorCode.INVALID_REQUEST):
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"""执行并把异常映射为统一信封。
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顺序重要：HTTPException 必须原样抛出，否则依赖注入阶段的 401/403 会被吞掉。
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"""
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try:
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return call()
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except HTTPException:
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raise
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except FactConflictUnresolved as exc:
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# E-17 的「确认动作被拒」面；运行级结果面是 HTTP 200 且不走此信封
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return _envelope(request, ErrorCode.FACT_CONFLICT_UNRESOLVED, str(exc))
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except store.IdempotencyConflict as exc:
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return _envelope(request, ErrorCode.IDEMPOTENCY_CONFLICT, str(exc))
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except store.Conflict as exc:
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return _envelope(request, ErrorCode.REVISION_CONFLICT, str(exc))
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except PermissionError as exc:
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return _envelope(request, ErrorCode.ACCESS_DENIED, str(exc))
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except KeyError:
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return _envelope(request, ErrorCode.NOT_FOUND, NOT_FOUND_MESSAGE)
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except ValueError as exc:
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return _envelope(request, invalid_code, str(exc))
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# ---------------------------------------------------------------- 内部工具
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def _service() -> ProjectAssistantService:
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return ProjectAssistantService()
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def _db():
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return _service().connect()
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def _project(db, project_id: str) -> dict:
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project = store.get(db, "project", project_id) # 不存在 → KeyError → 404
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if project.get("data_domain") not in ("demo", "production"):
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raise ValueError("项目数据域异常，无法导入材料")
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return project
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def _actor(request: Request) -> str:
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return request.state.identity["id"]
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def _key(request: Request) -> str:
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key = request.headers.get("idempotency-key", "")
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if len(key) > 160:
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raise ValueError("幂等键过长")
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return key
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def _limit(value: int) -> int:
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return max(1, min(value, 100))
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# ------------------------------------------------- 既有上传入口的批量摄取
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def _pick_item(batch: dict, filename: str, item_id: str | None) -> dict:
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items = batch["items"]
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if item_id:
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item = next((i for i in items if i["id"] == item_id), None)
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if item is None:
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raise KeyError("导入条目不存在")
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return item
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base = filename.replace("\\", "/").rsplit("/", 1)[-1]
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matches = [i for i in items
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if i["relative_path"].replace("\\", "/").rsplit("/", 1)[-1] == base]
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if not matches:
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raise KeyError("该文件不在导入批次清单中")
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if len(matches) > 1:
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raise ValueError("批次中有多个同名文件，请指定 item_id")
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return matches[0]
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def ingest_into_batch(project_id: str, filename: str, content: bytes, actor: str,
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batch_id: str, item_id: str | None = None):
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"""把文件字节摄入**既有**上传链，并回写批次条目（T00/04 §4.2）。
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不建立平行上传 API：仍走 `ProjectAssistantService.upload()`，因此解析、
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去重（同哈希复用原件）、pending_candidates、data_revision、mark_stale 等
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既有行为完全不变。本函数只做"清单核对 + 状态回写"。
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服务端**重算**哈希与大小，不信任客户端清单（B-22 的来源可信度）。
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"""
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with _db() as db:
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batch = material_import.load(db, batch_id, project_id)
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if batch["status"] == "cancelled":
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raise store.Conflict("批次已取消，不能继续摄入文件")
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item = _pick_item(batch, filename, item_id)
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def fail(code: ErrorCode, message: str):
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with _db() as db:
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db.execute("BEGIN IMMEDIATE")
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material_import.mark_item(db, batch_id, item["id"], "failed", error_code=code)
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raise ValueError(message)
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if item["status"] == "parsed":
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raise store.Conflict("该条目已解析完成，不能重复摄入")
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digest = hashlib.sha256(content).hexdigest()
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if digest != item["sha256"]:
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fail(ErrorCode.INVALID_EVIDENCE, "文件内容与清单声明的 sha256 不一致，请重新选择该文件")
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if len(content) != item["size_bytes"]:
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fail(ErrorCode.INVALID_EVIDENCE, "文件大小与清单声明不一致，请重新选择该文件")
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# 走既有上传链（可能因同哈希而复用既有 document，这是 14 §3 的期望行为）
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document = _service().upload(project_id, filename, content, actor)
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with _db() as db:
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db.execute("BEGIN IMMEDIATE")
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batch = material_import.mark_item(db, batch_id, item["id"], "parsed",
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document_id=document["id"])
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# 返回体保持**document 形状**（既有调用方读 id 与 candidates），
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# 批次状态作为附加字段给出，不替换既有契约。
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return dict(document, import_batch=batch)
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async def validation_handler(request: Request, exc: RequestValidationError):
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"""请求体/查询参数校验失败也走统一信封。
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为什么需要它：`Input(extra="forbid")` 之类由 FastAPI 的校验层在**进入端点之前**
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抛错，不经过本模块的 `run()`，若不处理就会在同一命名空间里出现两种错误形状
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（信封 + FastAPI 默认的 `{"detail": ...}`）。这是 smoke_s1.py 实测发现的。
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**非 prescreen 路径一律交回 FastAPI 默认处理器**，因此既有端点的错误形状
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完全不变（有测试锁定这一隔离）。
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"""
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if not request.url.path.startswith(router.prefix):
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return await request_validation_exception_handler(request, exc)
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errors = exc.errors() if callable(exc.errors) else exc.errors
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first = errors[0] if errors else {}
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where = ".".join(str(part) for part in first.get("loc", ()) if part != "body") or "请求"
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return _envelope(request, ErrorCode.INVALID_REQUEST,
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f"{where}：{first.get('msg', '校验失败')}")
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# ---------------------------------------------------------------- 导入批次
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@router.post("/projects/{project_id}/import-batches", status_code=202)
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def create_import_batch(project_id: str, payload: ImportBatchInput, request: Request):
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blocked = scope(request, project_id)
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if blocked is not None:
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return blocked
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def action():
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with _db() as db:
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db.execute("BEGIN IMMEDIATE")
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project = _project(db, project_id)
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batch = material_import.create(db, project_id, project["data_domain"],
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payload.manifest, _actor(request), _key(request))
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return {"batch": batch}
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return run(request, action, ErrorCode.IMPORT_BATCH_INVALID)
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@router.get("/projects/{project_id}/import-batches")
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def list_import_batches(project_id: str, request: Request, limit: int = 20):
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blocked = scope(request, project_id)
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if blocked is not None:
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return blocked
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def action():
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with _db() as db:
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return material_import.listing(db, project_id, _limit(limit))
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return run(request, action)
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@router.get("/import-batches/{batch_id}")
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def get_import_batch(batch_id: str, request: Request):
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def action():
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with _db() as db:
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batch = material_import.load(db, batch_id) # KeyError → 404
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blocked = scope(request, batch["project_id"])
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return blocked if blocked is not None else batch
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return run(request, action)
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@router.post("/import-batches/{batch_id}/retry", status_code=202)
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def retry_import_batch(batch_id: str, payload: RetryInput, request: Request):
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def action():
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with _db() as db:
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probe = material_import.load(db, batch_id)
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blocked = scope(request, probe["project_id"])
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if blocked is not None:
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return blocked
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with _db() as db:
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db.execute("BEGIN IMMEDIATE")
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return material_import.retry(db, batch_id, payload.item_ids,
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_actor(request), payload.expected_revision)
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return run(request, action, ErrorCode.IMPORT_BATCH_INVALID)
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@router.post("/import-batches/{batch_id}/cancel")
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def cancel_import_batch(batch_id: str, payload: CancelInput, request: Request):
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def action():
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with _db() as db:
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probe = material_import.load(db, batch_id)
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blocked = scope(request, probe["project_id"])
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if blocked is not None:
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return blocked
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with _db() as db:
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db.execute("BEGIN IMMEDIATE")
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return material_import.cancel(db, batch_id, _actor(request), payload.expected_revision)
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return run(request, action, ErrorCode.IMPORT_BATCH_INVALID)
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# ---------------------------------------------------------------- 事实冲突
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@router.get("/projects/{project_id}/fact-conflicts")
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def list_fact_conflicts(project_id: str, request: Request, status: str | None = None,
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limit: int = 20):
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blocked = scope(request, project_id)
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if blocked is not None:
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return blocked
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if status not in (None, "unresolved", "resolved"):
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return _envelope(request, ErrorCode.INVALID_REQUEST,
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"状态取值须为 unresolved 或 resolved")
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def action():
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with _db() as db:
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return fact_conflict.listing(db, project_id, status, _limit(limit))
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return run(request, action)
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@router.get("/fact-conflicts/{conflict_id}")
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def get_fact_conflict(conflict_id: str, request: Request):
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def action():
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with _db() as db:
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row = fact_conflict.load(db, conflict_id)
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blocked = scope(request, row["project_id"])
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return blocked if blocked is not None else row
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return run(request, action)
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@router.post("/fact-conflicts/{conflict_id}/resolve")
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def resolve_fact_conflict(conflict_id: str, payload: ResolveInput, request: Request):
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def action():
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with _db() as db:
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probe = fact_conflict.load(db, conflict_id)
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blocked = scope(request, probe["project_id"])
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if blocked is not None:
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return blocked
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with _db() as db:
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db.execute("BEGIN IMMEDIATE")
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project = _project(db, probe["project_id"])
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# resolve 就地写 project 的 values/selected_sources/facts，因此必须保存它；
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# 不要在此重复计算 facts 的列名——resolve 已按 FIELDS 反查过。
|
||
resolved = fact_conflict.resolve(db, conflict_id, project,
|
||
payload.selected_evidence_ids,
|
||
payload.resolution_note,
|
||
_actor(request), payload.expected_revision)
|
||
store.put(db, "project", project)
|
||
return resolved
|
||
|
||
return run(request, action)
|
||
|
||
|
||
# ---------------------------------------------------------------- 运行视图（T09）
|
||
@router.get("/projects/{project_id}/runs")
|
||
def list_runs(project_id: str, request: Request, limit: int = 20):
|
||
"""项目内已装配的预审运行视图列表；没有运行就返回空列表，不造空壳。"""
|
||
blocked = scope(request, project_id)
|
||
if blocked is not None:
|
||
return blocked
|
||
|
||
def action():
|
||
with _db() as db:
|
||
items = prescreen_store.listing(db, project_id, _limit(limit))
|
||
return {"items": items}
|
||
|
||
return run(request, action)
|
||
|
||
|
||
@router.get("/projects/{project_id}/runs/{run_id}")
|
||
def get_run(project_id: str, run_id: str, request: Request):
|
||
"""只读运行视图。没有运行就是 404，不返回一个空壳运行充数。"""
|
||
blocked = scope(request, project_id)
|
||
if blocked is not None:
|
||
return blocked
|
||
|
||
def action():
|
||
with _db() as db:
|
||
return prescreen_store.load(db, project_id, run_id)
|
||
|
||
return run(request, action)
|
||
|
||
|
||
@router.get("/projects/{project_id}/runs/{run_id}/assumptions")
|
||
def list_assumptions(project_id: str, run_id: str, request: Request):
|
||
"""本次方案可用的假设动作。只返回指向该运行真实存在维度的动作（E-22）。"""
|
||
blocked = scope(request, project_id)
|
||
if blocked is not None:
|
||
return blocked
|
||
|
||
def action():
|
||
with _db() as db:
|
||
view = prescreen_store.load(db, project_id, run_id)
|
||
return {"items": prescreen_sandbox.available_assumptions(view),
|
||
"scenario_table_version": prescreen_sandbox.DEMO_TABLE_VERSION,
|
||
"label": prescreen_sandbox.DEMO_LABEL}
|
||
|
||
return run(request, action)
|
||
|
||
|
||
@router.post("/projects/{project_id}/runs/{run_id}/simulations", status_code=201)
|
||
def create_simulation(project_id: str, run_id: str, payload: SimulationInput,
|
||
request: Request):
|
||
"""按完整假设组合产出一条情景；真实运行只被读取（BR-11 / AC-11）。
|
||
|
||
演示值只在 demo 域返回（E-21）；假设冲突或指向不存在的维度按 E-22 拒绝。
|
||
请求体里没有任何概率字段——数值一律由服务端查表给出。
|
||
"""
|
||
blocked = scope(request, project_id)
|
||
if blocked is not None:
|
||
return blocked
|
||
|
||
def action():
|
||
with _db() as db:
|
||
view = prescreen_store.load(db, project_id, run_id)
|
||
if payload.expected_revision is not None \
|
||
and view.get("revision") != payload.expected_revision:
|
||
raise store.Conflict("运行已有新版本，请刷新后重试")
|
||
try:
|
||
result = prescreen_sandbox.simulate(view, payload.assumptions)
|
||
except prescreen_sandbox.DemoEstimateForbidden as exc:
|
||
return _envelope(request, ErrorCode.DEMO_ESTIMATE_FORBIDDEN, str(exc))
|
||
except prescreen_sandbox.AssumptionConflict as exc:
|
||
return _envelope(request, ErrorCode.SCENARIO_ASSUMPTION_CONFLICT, str(exc))
|
||
prescreen_sandbox.assert_baseline_untouched(view, result)
|
||
return result
|
||
|
||
return run(request, action)
|
||
|
||
|
||
# ---------------------------------------------------------------- 轨迹与会议结果（T10）
|
||
@router.get("/projects/{project_id}/runs/{run_id}/trajectory")
|
||
def get_trajectory(project_id: str, run_id: str, request: Request,
|
||
cursor: str | None = None, limit: int = 50):
|
||
"""只读轨迹回放。失败的步骤照常返回，不做美化过滤。"""
|
||
blocked = scope(request, project_id)
|
||
if blocked is not None:
|
||
return blocked
|
||
|
||
def action():
|
||
with _db() as db:
|
||
return trajectory.replay(db, project_id, run_id, cursor, _limit(limit))
|
||
|
||
return run(request, action)
|
||
|
||
|
||
@router.get("/projects/{project_id}/review-outcomes")
|
||
def list_review_outcomes(project_id: str, request: Request, status: str | None = None):
|
||
"""会议结果列表。unmatched 单列，不混进已观察通过率的分母。"""
|
||
blocked = scope(request, project_id)
|
||
if blocked is not None:
|
||
return blocked
|
||
if status not in (None, "matched", "unmatched"):
|
||
return _envelope(request, ErrorCode.INVALID_REQUEST,
|
||
"状态取值须为 matched 或 unmatched")
|
||
|
||
def action():
|
||
with _db() as db:
|
||
return trajectory.listing(db, project_id, status)
|
||
|
||
return run(request, action)
|
||
|
||
|
||
@router.post("/projects/{project_id}/review-outcomes", status_code=201)
|
||
def record_review_outcome(project_id: str, payload: OutcomeInput, request: Request):
|
||
"""追加会议结果。找不到材料版本的一律记 unmatched；更正只能新增。"""
|
||
blocked = scope(request, project_id)
|
||
if blocked is not None:
|
||
return blocked
|
||
|
||
def action():
|
||
with _db() as db:
|
||
runs = store.listing(db, "run", project_id)
|
||
snapshots = [item.get("input_snapshot_id") for item in runs
|
||
if item.get("input_snapshot_id")]
|
||
return trajectory.record(db, project_id, payload.model_dump(), _actor(request),
|
||
known_snapshots=snapshots)
|
||
|
||
return run(request, action)
|